Compliance & Regulatory Requirements
Overview
Compliance protects both the company and the client. Agents are personally responsible for following all regulations.
Key Areas
Fair Housing Laws
Never discriminate based on race, religion, gender, or family status.
Data Privacy
Handle client information securely.
Do not share financial data outside approved systems.
Contractual Obligations
Ensure all disclosure forms are provided and signed before closing.
Document all material facts about properties.
Anti-Money Laundering (AML)
Report suspicious financial activity immediately.
Follow Know Your Customer (KYC) procedures when required.